Jeffrey H. Mandell
Professional summary
Jeffrey Howard Mandell is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Plainview, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1985. Jeffrey has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Howard Mandell's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2006 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1 Dupont St Ste 103, Plainview, NY 11803November 27, 2001 - March 23, 2005
HORNOR, TOWNSEND & KENT, LLC
November 25, 1998 - November 16, 2001
NORTH RIDGE SECURITIES CORP.
March 23, 1994 - December 7, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 18, 1989 - December 3, 1998
JOSEPHTHAL & CO., INC.
November 12, 1985 - June 17, 1989
MOSTEL & TAYLOR SECURITIES INC.
July 26, 1985 - November 13, 1985
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2022)
(11/20/2006)
(9/17/2018)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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