Michael R. Georgino
CETERA INVESTMENT ADVISERS LLC
SAINT MARYS, PA
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CRD#: 1356632
Professional summary
Michael Richard Georgino, CFP®, ChFC®, CLU® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Saint Marys, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Saint Marys, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 7 firms and has passed the Series 63, Series 7TO, Series 72, SIE and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Insurance Planning
Estate Planning
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KAUL LAND COMPANY, INC. POSITION: Secretary/Treasurer NATURE: 1.Reviewing and presentation of Financial Reports to the President and at the Annual & Director Meetings. 2.Monthly accounting. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2004 ADDRESS: 2820 East Eschbach Road, Saint Marys PA 15857, United States DESCRIPTION: All accounting function related to accounts receivable and payable. Annual meeting preparation. Financial Statement review 2) QUEEN OF THE WORLD ROMAN CATHOLIC CHURCH POSITION: Finance Council-Moderator NATURE: Advise the Pastor on financial matters and moderate the meetings. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1994 ADDRESS: 134 Queens Poad, Saint Marys PA 15857, United States DESCRIPTION: The Pastor ask us to review the Financial Statements and advise on the Churches ability to finance operations. I do not have any authorities or operational responsibilities. The Parish has a direct investment account with Christian Brothers Investment Services controlled solely by the Pastor and accounted for by the Parish's Business Manager. No Finance Council members have access or control over it. Further, I understand that I can not offer any investment advise to the Queen of the World Church. 3) MICHAEL R GEORGINO POSITION: Financial Advisor NATURE: Planning and Investment Services, Financial Planning, Estate Planning, Inheritance Planning, Insurance Planning, Investment Planning, Retirement Planning, Tax Planning; INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 02/10/2025 ADDRESS: 149 Saint Alexander Rd, Saint Marys PA 15857, United States DESCRIPTION: Meet with Clients Review their Financial data Present solutions, Implement solutions, Monitor solutions, Report results 4) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES. POSITION: Insurance Agent NATURE: Avantax Insurance entity for selling approved insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/14/2025 ADDRESS: 149 Saint Alexander Rd, Saint Marys PA 15857, United States DESCRIPTION: Meet with clients to ascertain need for insurance products and provide suitable options to fit those needs.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Richard Georgino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
September 6, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SAINT MARYS, PA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Saint Marys, PA
Past
July 21, 2025 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
February 10, 2025 - September 8, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SAINT MARYS, PA
Past
February 10, 2025 - February 21, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Saint Marys, PA
Past
June 2, 2006 - February 10, 2025
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
BEDMINSTER, NJ
Past
January 4, 2006 - June 2, 2006
THE INVESTMENT CENTER, INC.
RIA
CRD#: 17839
ST. MARY'S, PA
Past
March 13, 1998 - February 10, 2025
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
ST. MARY'S, PA
Past
April 24, 1985 - March 13, 1998
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2025)
RR
California(9/5/2025)
RR
Florida(9/5/2025)
RR
New Mexico(9/5/2025)
RR
North Carolina(9/18/2025)
RR
Pennsylvania(9/5/2025)
IAR
Pennsylvania(9/6/2025)
RR
South Carolina(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/21/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
