Jerry J. Bailey

BAILEY INVESTMENT STRATEGIES LLC

Mccormick, SC

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CRD#: 1356229

Professional summary

Jerry James Bailey is a registered financial advisor currently at BAILEY INVESTMENT STRATEGIES LLC located in Mccormick, South Carolina and J. D. SEIBERT & COMPANY, INC. located in Cincinnati, Ohio.

Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Jerry has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BAILEY INVESTMENT STRATEGIES, INVESTMENT RELATED, 2062 WEST RESERVE CIRCLE AVON, OHIO 44011, INVESTMENT ADVISOR, OWNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry James Bailey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2012 - Present

BAILEY INVESTMENT STRATEGIES LLC

RIA

CRD#: 161618

Mccormick, SC

Current

December 6, 2011 - Present

J. D. SEIBERT & COMPANY, INC.

Office #1: 20 West 9th Street, Cincinnati, OH 45202-2024

CRD#: 7884

CINCINNATI, OH

Past

January 2, 2003 - December 1, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WESTLAKE, OH

Past

November 24, 1999 - December 1, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WESTLAKE, OH

Past

June 16, 1998 - December 11, 1999

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

May 11, 1998 - September 25, 1999

RONEY & CO.

CRD#: 45091

DETROIT, MI

Past

May 23, 1985 - May 11, 1998

RONEY & CO. L.L.C.

CRD#: 900

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(8/1/2012)

IAR

Ohio
(8/8/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BAILEY INVESTMENT STRATEGIES LLC

CRD#: 161618 / SEC#:

Ohio

Registered Investment Advisory firm - (8/8/2012 Approved)

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Contact information

Main Address

Mccormick, SC

Mailing Address

Phone number

(864) 391-3645

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 7,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerry J. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry James Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. D. SEIBERT & COMPANY, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RONEY & CO.

RONEY & CO. L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/1995

Series 63

Date: 5/3/1985

SIE

Date: 10/1/2018

Series 7

Date: 5/18/1985

FINRA

Current Firm

BAILEY INVESTMENT STRATEGIES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAILEY INVESTMENT STRATEGIES LLC

TRUST BUT VERIFY

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