Paul F. Meinville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Francis Meinville, who also goes by Paul Francis Mienville, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1985. Paul had worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 6TO, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2019 - January 31, 2020
ARBOR COURT CAPITAL, LLC
February 7, 2019 - February 4, 2020
INNOVATIVE PORTFOLIOS LLC
June 5, 2014 - February 3, 2020
SHEAFF BROCK INVESTMENT ADVISORS, LLC
November 3, 2011 - May 16, 2012
AFFINITY WEALTH MANAGEMENT LLC
June 28, 2011 - May 14, 2012
CENTAURUS FINANCIAL, INC.
April 8, 2010 - March 10, 2011
RAYMOND JAMES & ASSOCIATES, INC.
March 31, 2010 - March 10, 2011
RAYMOND JAMES & ASSOCIATES, INC.
November 11, 2008 - November 9, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
November 5, 2008 - November 9, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
June 27, 2002 - December 20, 2006
CHARLES SCHWAB & CO., INC.
April 22, 1987 - December 20, 2006
CHARLES SCHWAB & CO., INC.
June 13, 1985 - January 6, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/21/2019
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 9/1/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ARBOR COURT CAPITAL, LLC
CRD#: 143839 / SEC#: , 8-67609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
