Paul S. Douglass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Scott Douglass, who also goes by P Scott Douglass, Scott P Douglass, Scott Douglass, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1993. Paul had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 62, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2019 - July 14, 2020
EURONEXT MARKET SERVICES LLC
May 30, 2017 - May 6, 2019
INSTINET, LLC
January 5, 2007 - May 25, 2017
DEUTSCHE BANK SECURITIES INC.
August 8, 2001 - January 3, 2007
BLOOMBERG TRADEBOOK LLC
July 13, 1999 - March 15, 2001
UBS SECURITIES LLC
January 1, 1994 - June 15, 1999
COWEN EXECUTION SERVICES LLC
December 3, 1993 - January 1, 1994
EXECUTION SERVICES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 12/2/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
EURONEXT MARKET SERVICES LLC
CRD#: 290564 / SEC#: , 8-70033
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EURONEXT US INC. | OWNER | |
| BASILICE, PATRICK LOUIS | CHIEF COMPLIANCE OFFICER | 5691865 |
| BORINI, VALENTINA | DIRECTOR | 7236540 |
| GANATRA, AMRISH ARUNKUMAR | DIRECTOR | 7118841 |
| GOLDSTEIN, ALLAN | CHIEF EXECUTIVE OFFICER | 2348827 |
| MEGENITY, BRIAN MCDONALD | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2889637 |
Red Flags
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