Dean R. Ingvalson

EFS ADVISORS

Cambridge, MN 55008

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CRD#: 1355266

Professional summary

Dean Robert Ingvalson, CFP® is a registered financial advisor currently at EFS ADVISORS located in Cambridge, Minnesota and ADVANCED ADVISOR GROUP, LLC located in Minnetonka, Minnesota.

Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Dean has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Employee and Employer Plan Ben...

Investment Planning

Comprehensive Financial Planni...

Estate Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Robert Ingvalson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

March 19, 2009 - Present

EFS ADVISORS

Office #1: 1995 East Rum River Drive S, Cambridge, MN 55008

RIA

CRD#: 115211

Cambridge, MN

Current

November 1, 2013 - Present

ADVANCED ADVISOR GROUP, LLC

Office #1: 12301 Whitewater Drive #145, Minnetonka, MN 55343

RIA

CRD#: 140393

Minnetonka, MN

Current

October 5, 2006 - Present

ADVANCED ADVISOR GROUP, LLC

Office #1: 12301 Whitewater Drive #145, Minnetonka, MN 55343

RIA

CRD#: 140393

Minnetonka, MN

Past

February 15, 2005 - October 9, 2006

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

August 1, 2000 - February 15, 2005

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

July 1, 1996 - September 28, 1999

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

May 3, 1993 - July 1, 1996

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

January 3, 1991 - August 1, 2000

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

ELGIN, IL

Past

May 12, 1989 - December 31, 1990

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

December 23, 1988 - May 30, 1989

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

KANSAS CITY, MO

Past

March 19, 1985 - December 23, 1988

MORISON SECURITIES, INC.

CRD#: 8097

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EFS ADVISORS

EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS

CRD#: 115211 / SEC#: 801-62857

RIA

Registered Investment Advisory firm - (3/11/2004 Approved)

Iowa

Registered Investment Advisory firm - (6/29/2004 Terminated)

North Dakota

Registered Investment Advisory firm - (7/26/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/3/2018)

IAR

Arizona
(3/26/2024)

IAR

Connecticut
(7/11/2025)

Florida
(3/5/2024)

IAR

Iowa
(3/6/2024)

Minnesota
(10/9/2006)

IAR

Minnesota
(11/1/2013)

IAR

New York
(3/6/2024)

New York
(3/11/2024)

South Carolina
(7/11/2025)

South Dakota
(7/11/2025)

IAR

Texas
(3/6/2024)

Texas
(7/11/2025)

Washington
(3/5/2024)

IAR

Washington
(3/6/2024)

Wisconsin
(10/9/2006)

IAR

Wisconsin
(3/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/4/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/28/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EFS ADVISORS

EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS

CRD#: 115211 / SEC#: 801-62857

RIA

Registered Investment Advisory firm - (3/11/2004 Approved)

Iowa

Registered Investment Advisory firm - (6/29/2004 Terminated)

North Dakota

Registered Investment Advisory firm - (7/26/2004 Terminated)

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Contact information

Main Address

1995 East Rum River Drive S, Cambridge, MN 55008

Mailing Address

Phone number

(763) 689-9023

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EFS ADV PART 2 BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	29,714
AUM (Assets Under Management)	$ 2,271,853,092

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Dean R. Ingvalson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Robert Ingvalson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED ADVISOR GROUP, LLC

ADVANCED ADVISOR GROUP, LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

PMG SECURITIES CORPORATION

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE SECURITIES, LLC

INVESTORS BROKERAGE SERVICES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

B.C. CHRISTOPHER SECURITIES CO.

MORISON SECURITIES, INC.

Primary Firm SEC Registration

EFS ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/4/1999

Series 63

Date: 12/14/1984

SIE

Date: 10/1/2018

Series 6

Date: 12/28/1984

FINRA

Current Firm

EFS ADVISORS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EFS ADVISORS

TRUST BUT VERIFY

Contact information

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