RM
Ronald A. Manso
CETERA INVESTMENT ADVISERS LLC
MCHENRY, IL 60050
Some features on this profile are disabled
CRD#: 1354467
RM
Professional summary
Ronald Anthony Manso, CFP®, who also goes by Ron Manso, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mchenry, Illinois and CETERA WEALTH SERVICES, LLC located in Elk Grove Village, Illinois.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Ronald has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Manso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RM FINANCIAL, LTD POSITION: PRESIDENT NATURE: PERSONAL CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2001 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: PERSONAL CORPORATION THAT WAS ESTABLISHED BEFORE I JOINED 1ST GLOBAL 2) PORTE BROWN WEALTH MANAGEMENT, LLC POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 04/01/2009 ADDRESS: Elk Grove Village IL 60007, United States DESCRIPTION: Provide financial services to clients. 3) JOHN H & ANN G RHODES FOUNDATION, INC; DIRECTOR; SCHOLARSHIP FOUNDATION; NIR;
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Anthony Manso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4123 W Shamrock Ln, Mchenry, IL 60050Office #2: 9014 Heritage Parkway Suite 308, Woodridge, IL 60517Office #3: 1752 Capital Street, Elgin, IL 60124RIA
CRD#: 105644
MCHENRY, IL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 845 Oakton Street, Elk Grove Village, IL 60007Office #2: 4123 W. Shamrock Lane, Mc Henry, IL 60050Office #3: 1752 Capital St Ste 400, Elgin, IL 60124Office #4: 9014 Heritage Parkway Suite 308, Woodridge, IL 60517BD
CRD#: 13572
ELK GROVE VILLAGE, IL
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Woodridge, IL
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Woodridge, IL
Past
April 7, 2009 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
ELK GROVE VILLAGE, IL
Past
April 7, 2009 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
ELK GROVE VILLAGE, IL
Past
June 30, 1998 - May 6, 2009
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
ELK GROVE VILLAGE, IL
Past
September 25, 1992 - May 6, 2009
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ELK GROVE VILLAGE, IL
Past
August 18, 1992 - September 9, 1992
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Past
November 15, 1988 - August 21, 1992
COORDINATED CAPITAL SECURITIES, INC.
BD
CRD#: 14762
FORT ATKINSON, WI
Past
October 22, 1985 - December 3, 1988
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Hawaii(9/5/2025)
RR
Illinois(9/5/2025)
IAR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Maine(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
Missouri(9/5/2025)
RR
Montana(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Washington(9/5/2025)
RR
West Virginia(9/5/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
