WC
William L. Connors
WEALTH MANAGEMENT ASSOCIATES
CHERRY HILL, NJ 08003
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CRD#: 1354242
WC
Professional summary
William L Connors is a registered financial advisor currently at WEALTH MANAGEMENT ASSOCIATES, INC. located in Cherry Hill, New Jersey and OSAIC WEALTH, INC. located in Cherry Hill, New Jersey.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. William has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***WEALTH MANAGMENT ASSOCIATES INC POSITION: Advisor NATURE: WEALTH MANAGEMENT ASSOC. INC. - INVESTMENT ADVISOR REPRESENTATIVE INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: 1909 Marlton Pike E, Suite 100, Cherry Hill NJ 08003-4501 DESCRIPTION: Investment Advisor Services
***WILLIAM CONNORS
POSITION: Annuity Sales NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1986 ADDRESS: 1909 Marlton Pike E, Suite 100, Cherry Hill NJ 08003-4501 DESCRIPTION: Variable Annuities Sales
CRS (Client Relationship Summary) - RIA
Click below to view William L Connors's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2002 - Present
WEALTH MANAGEMENT ASSOCIATES, INC.
Office #1: 1909 Route 70 East Suite 100, Cherry Hill, NJ 08003RIA
CRD#: 117606
CHERRY HILL, NJ
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1909 Route 70 E Ste 100, Cherry Hill, NJ 08003RIA
BD
CRD#: 23131
CHERRY HILL, NJ
Past
June 14, 2002 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CHERRY HILL, NJ
Past
June 7, 2002 - June 24, 2002
PRUDENTIAL EQUITY GROUP, LLC
RIA
CRD#: 7471
MARLTON, NJ
Past
October 23, 1986 - June 24, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
April 23, 1985 - October 28, 1986
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MANAGEMENT ASSOCIATES, INC.
HADDONFIELD FINANCIAL PLANNING | WEALTH MANAGEMENT ASSOCIATES, INC.
CRD#: 117606 / SEC#: 801-79993
RIA
Registered Investment Advisory firm - (7/2/2014 Approved)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/28/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/14/2024)
RR
Florida(6/14/2024)
IAR
New Jersey(7/1/2002)
RR
New Jersey(6/14/2024)
RR
Pennsylvania(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 2/6/1997
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 8/28/1996
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/3/1995
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
WM
WEALTH MANAGEMENT ASSOCIATES, INC.
HADDONFIELD FINANCIAL PLANNING | WEALTH MANAGEMENT ASSOCIATES, INC.
CRD#: 117606 / SEC#: 801-79993
RIA
Registered Investment Advisory firm - (7/2/2014 Approved)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/28/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1909 Route 70 East Suite 100, Cherry Hill, NJ 08003
Mailing Address
Phone number
(856) 424-2350
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,972 |
| AUM (Assets Under Management) | $ 646,804,888 |
Red Flags
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