Andrew Eric Friedwald
Professional Summary
Andrew Eric Friedwald is a registered financial advisor currently at FIRST LIBERTIES FINANCIAL located in Tampa, Florida. Andrew is registered as a RR (Registered Representative) and started their career in finance in 1985. Andrew has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST LIBERTIES FINANCIAL | FIRST LIBERTIES SECURITIES,INC. | FIRST LIBERTIES SECURITIES, INC.
Contact Information
Main Address
2915 N. Boulevard Suite A, Tampa, FL 33602Mailing Address
2915 N. Boulevard Suite A, Tampa, FL 33602Phone Number
(917) 639-5451Established
New York since 10/12/1983Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELION FINANCIAL GROUP, INC. | OWNER | — |
| BERGMAN, HILARY GUY | DIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER | 1834738 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/30/2010)
(7/30/2010)
(7/30/2010)
(12/10/2018)
(7/30/2010)
(11/12/2025)
(7/30/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2001SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrew Eric Friedwald's CRS (Customer Relationship Summary).
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