John G. Berger

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Frankfort, IL 60423

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CRD#: 1354116

Professional summary

John Gerard Berger is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Frankfort, Illinois and LASALLE ST SECURITIES, L.L.C. located in Frankfort, Illinois.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; FIXED INSURANCE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gerard Berger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2006 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 14 Hickory St, Frankfort, IL 60423

RIA

CRD#: 109701

Frankfort, IL

Current

May 29, 1991 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 14 S Hickory Street, Frankfort, IL 60423

CRD#: 7191

Frankfort, IL

Past

April 27, 2000 - December 31, 2002

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

OLYMPIA FIELDS, IL

Past

October 29, 1998 - August 13, 2025

JOHN G BERGER REGISTERED INVESTMENT ADVISOR

RIA

CRD#: 122797

FRANKFORT, IL

Past

November 28, 1989 - May 31, 1991

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

July 28, 1987 - December 8, 1989

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 1, 1985 - August 19, 1987

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(6/23/2020)

California
(5/21/2002)

IAR

California
(1/9/2006)

Florida
(9/10/2007)

IAR

Florida
(3/8/2022)

Illinois
(5/29/1991)

IAR

Illinois
(1/6/2006)

Indiana
(8/14/1998)

IAR

Indiana
(9/19/2017)

Michigan
(9/8/2009)

IAR

Michigan
(11/18/2013)

Montana
(9/26/2022)

IAR

Montana
(10/3/2022)

Tennessee
(7/24/2013)

IAR

Texas
(12/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/31/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/20/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

John G. Berger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gerard Berger's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

JOHN G BERGER REGISTERED INVESTMENT ADVISOR

RAYMOND JAMES FINANCIAL SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/1998

Series 63

Date: 5/3/1985

SIE

Date: 10/1/2018

Series 3

Date: 5/31/1985

Series 7

Date: 4/20/1985

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

Contact information

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