John T. Mccabe
Professional summary
John Timothy Mccabe, who also goes by John T Mccabe, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Houston, Texas and EMPOWER FINANCIAL SERVICES, INC. located in Katy, Texas.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. John has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Timothy Mccabe's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2019 - Present
EMPOWER ADVISORY GROUP, LLC
August 5, 2019 - Present
EMPOWER FINANCIAL SERVICES, INC.
August 18, 2016 - May 8, 2019
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
August 8, 2016 - May 8, 2019
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
February 18, 2016 - September 6, 2016
V WEALTH ADVISORS LLC
October 9, 2015 - May 29, 2019
LPL FINANCIAL LLC
June 3, 2014 - August 6, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 27, 2012 - September 17, 2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 18, 2007 - February 19, 2008
EQUITABLE DISTRIBUTORS, LLC
June 1, 2005 - July 9, 2010
EQUITABLE ADVISORS, LLC
March 3, 2004 - May 17, 2005
OPPENHEIMER & CO. INC.
February 14, 2003 - February 11, 2004
EQUITABLE ADVISORS, LLC
January 2, 2001 - May 30, 2002
EQUITABLE DISTRIBUTORS, LLC
April 1, 1985 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 1, 1985 - December 31, 2000
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2022)
(8/5/2019)
(8/19/2019)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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