Robert J. Setteducati
Professional summary
Robert Joseph Setteducati, who also goes by Bob Setteducati, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Setteducati's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2013 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 40 Wall Street 39th Floor, New York, NY 10005October 13, 2008 - January 9, 2012
ADVANCED EQUITIES, INC.
April 16, 2007 - October 13, 2008
THINKEQUITY LLC
March 24, 2006 - April 27, 2007
SUMMIT BROKERAGE SERVICES, INC.
June 29, 2005 - February 27, 2006
SALOMON GREY FINANCIAL CORPORATION
September 12, 2000 - June 16, 2005
NATIONAL SECURITIES CORPORATION
January 9, 2000 - September 1, 2000
THE AGEAN GROUP, INC
April 23, 1985 - October 5, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2013)
(2/12/2013)
(8/16/2013)
(5/4/2017)
(8/8/2019)
(6/28/2013)
(6/25/2013)
(1/28/2013)
(9/11/2013)
(8/26/2025)
(4/15/2013)
(4/18/2013)
(6/25/2013)
(8/5/2019)
(3/9/2018)
(2/1/2013)
(11/18/2013)
(4/8/2013)
(7/15/2019)
(3/11/2013)
(3/21/2013)
(2/15/2013)
(2/15/2013)
(8/13/2013)
(4/8/2022)
(7/10/2014)
(8/9/2013)
(8/9/2013)
(2/20/2013)
Exams
FINRA
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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