Kenneth L. Levey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Lawrence Levey, who also goes by Kenneth L Levey, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1986. Kenneth had worked at 12 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2014 - January 28, 2016
CONNORS GLOBAL ASSET MANAGEMENT LLC
February 16, 2006 - October 9, 2006
SPIKE FINANCIAL SERVICES, LLC
April 13, 2005 - April 26, 2008
CONNORS CAPITAL, LLC
May 3, 2004 - December 1, 2004
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 15, 2003 - May 3, 2004
CELADON FINANCIAL GROUP LLC
September 9, 2002 - February 19, 2003
GOLDMAN SACHS & CO. LLC
March 16, 1998 - September 9, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 5, 1997 - August 7, 1998
AMERICAN THIRD MARKET CO., LLC
February 10, 1993 - August 29, 1997
DEUTSCHE IXE, LLC
May 18, 1992 - February 3, 1993
SUTRO & CO. INCORPORATED
July 7, 1987 - March 13, 1992
LEHMAN BROTHERS INC.
December 24, 1986 - July 30, 1987
SHEARMAN, RALSTON INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/22/1998
Limited Representative-Equity Trader ExamCurrent Firm
CONNORS GLOBAL ASSET MANAGEMENT LLC
CRD#: 169489 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
