Savas N. Constantinou
Professional summary
Savas Nick Constantinou, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bradenton, Florida and CETERA INVESTMENT SERVICES LLC located in Bradenton, Florida.
Savas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Savas has worked at 22 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Savas Nick Constantinou's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1995
Experience
May 9, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4770 State Road 64 East, Bradenton, FL 34208May 8, 2023 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 4770 State Road 64 East, Bradenton, FL 34208August 31, 2021 - January 31, 2023
MODERA WEALTH MANAGEMENT, LLC
September 5, 2019 - August 19, 2021
LPL FINANCIAL LLC
September 4, 2019 - August 19, 2021
LPL FINANCIAL LLC
April 23, 2018 - August 30, 2019
ALLSTATE FINANCIAL ADVISORS, LLC
April 18, 2018 - August 30, 2019
ALLSTATE FINANCIAL SERVICES, LLC
June 25, 2015 - January 18, 2018
EQUITABLE ADVISORS, LLC
June 23, 2015 - January 18, 2018
EQUITABLE ADVISORS, LLC
September 3, 2014 - October 3, 2014
SORRENTO PACIFIC FINANCIAL, LLC
August 28, 2014 - October 3, 2014
SORRENTO PACIFIC FINANCIAL, LLC
January 13, 2014 - March 3, 2014
EDWARD JONES
January 13, 2014 - March 3, 2014
EDWARD JONES
April 10, 2012 - March 26, 2013
HSBC SECURITIES (USA) INC.
April 10, 2012 - March 26, 2013
HSBC SECURITIES (USA) INC.
September 30, 2010 - January 26, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 29, 2010 - January 26, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 8, 2007 - March 16, 2010
HSBC SECURITIES (USA) INC.
May 8, 2007 - March 16, 2010
HSBC SECURITIES (USA) INC.
June 30, 2005 - August 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 2, 2005 - August 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 17, 2001 - September 10, 2003
HSBC BROKERAGE (USA) INC.
February 11, 2000 - May 22, 2000
PRIME CAPITAL SERVICES, INC.
January 18, 1995 - August 20, 1997
ESSEX NATIONAL SECURITIES, LLC
September 8, 1993 - October 24, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 30, 1993 - September 14, 1993
GUARDIAN INVESTOR SERVICES LLC
May 26, 1989 - February 12, 1991
USLIFE EQUITY SALES CORP.
November 11, 1987 - November 23, 1987
DIVERSIFIED EQUITIES CORP.
September 22, 1987 - November 16, 1987
STRATTON SECURITIES, INC.
July 1, 1986 - October 7, 1987
MONY SECURITIES CORPORATION
May 3, 1985 - June 25, 1985
PENNSYLVANIA SECURITIES COMPANY
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2023)
(5/10/2023)
(5/8/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
