Frederick J. Ferraro
Professional summary
Frederick James Ferraro is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1985. Frederick has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick James Ferraro's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901December 22, 2000 - December 31, 2013
PRINCIPAL SECURITIES, INC.
January 11, 2000 - December 13, 2000
CENTENNIAL CAPITAL MANAGEMENT, INC.
January 4, 1997 - February 9, 2000
PRINCIPAL SECURITIES, INC.
March 27, 1985 - September 19, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2014)
(11/4/2025)
(3/17/2025)
(1/2/2014)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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