JANE E. VOORHEES
HIGHTOWER SECURITIES | Director of Financial Planning
Chicago, IL 60606-3414
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CRD#: 1351626
Professional summary
JANE ELLEN VOORHEES, CFP®, who also goes by Jane Ellen Bruno, is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
JANE is registered as a RR (Registered Representative) and started their career in finance in 1985. JANE has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Jane E. Voorhees is the director of financial planning at ALINE Wealth. Jane has a well-deserved reputation for providing a comprehensive and client-focused service experience over her 30+ years in the financial services industry. She prides herself in the ability to understand the individual needs of her clients and develop deep and lasting relationships with them.
Jane’s roles on the team include client service, financial planning, analysis and business management.
Jane earned a bachelor’s degree in accounting from Massachusetts College of Liberal Arts. She holds the Certified Financial Planner designation (CFP®) along with the Series 7 and 66 securities licenses and a New York State insurance license.
Prior to joining ALINE, Jane was with UBS Financial Services for over 20 years.
Outside of the office, she enjoys practicing yoga (she is a certified yoga instructor), gardening, fixing up her house and spending time with her dog, Rock.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jane Ellen Bruno
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view JANE ELLEN VOORHEES's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 8, 2013 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414Office #2: 445 Broad Hollow Road Suite 332, Melville, NY 11747BD
CRD#: 116681
Chicago, IL
Past
November 12, 2013 - January 2, 2026
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
MELVILLE, NY
Past
October 8, 1992 - November 18, 2013
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
MELVILLE, NY
Past
September 4, 1990 - October 11, 1991
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
April 24, 1990 - September 4, 1990
BOETTCHER & COMPANY, INC.
BD
CRD#: 101
Past
March 19, 1985 - April 22, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(1/2/2024)
RR
District of Columbia(1/2/2024)
RR
Florida(11/8/2013)
RR
Hawaii(1/2/2024)
RR
Maryland(11/8/2013)
RR
Massachusetts(1/2/2024)
RR
New York(11/8/2013)
RR
Pennsylvania(1/2/2024)
RR
South Carolina(1/2/2024)
RR
Virginia(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
HIGHTOWER SECURITIES, LLC
Director of Financial PlanningCRD#: 116681Chicago, IL 60606-3414TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
