Elizabeth F. Toudouze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth French Toudouze, who also goes by Elizabeth Druecker French, Libby Toudouze, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1998. Elizabeth had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2019 - November 29, 2021
COMMERCE STREET INVESTMENT MANAGEMENT
May 21, 2019 - November 29, 2021
COMMERCE STREET CAPITAL, LLC
August 19, 2003 - July 19, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 19, 2003 - July 19, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 13, 2003 - August 20, 2003
BANC OF AMERICA SECURITIES LLC
December 4, 2001 - August 20, 2003
BANC OF AMERICA SECURITIES LLC
December 23, 1998 - December 5, 2001
MORGAN STANLEY & CO. LLC
February 19, 1998 - December 17, 1998
JPMSI
Primary Firm SEC Registration
COMMERCE STREET INVESTMENT MANAGEMENT
CRD#: 144278 / SEC#: 801-68792
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/21/2019
General Securities Representative ExaminationCurrent Firm
COMMERCE STREET INVESTMENT MANAGEMENT
CRD#: 144278 / SEC#: 801-68792
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76 |
| AUM (Assets Under Management) | $ 876,451,597 |
Red Flags
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