Christine A. Mullo
Professional summary
Christine Ann Mullo, who also goes by Mrs Guerrero, Chris Kelleher, Guerreto Kelleher, Tina Kelleher, Christine Ann Kelleher-guerreo, Christine Ann Kelleherguerrero, Christine Ann Kelleher, Christine Ann Kelleher-guerrero, is a registered financial professional currently at VOYA INVESTMENTS DISTRIBUTOR, LLC located in New York, New York.
Christine is registered as a RR (Registered Representative) and started their career in finance in 1985. Christine has worked at 14 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 22, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine Ann Mullo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2023 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
Office #1: 200 Park Avenue, New York, NY 10169December 6, 2021 - February 21, 2023
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
March 1, 2021 - November 19, 2021
LIME TRADING CORP
October 7, 2019 - February 26, 2021
IFP SECURITIES, LLC
April 1, 2015 - December 28, 2015
BARCLAYS CAPITAL INC.
December 12, 2011 - October 31, 2018
BARCLAYS CAPITAL INC.
October 3, 2009 - October 30, 2009
CITIGROUP GLOBAL MARKETS INC.
June 1, 2009 - January 6, 2012
MORGAN STANLEY
February 23, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 11, 2003 - August 18, 2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 22, 1997 - August 18, 2005
TEACHERS PERSONAL INVESTORS SERVICES, INC.
November 7, 1990 - May 2, 1996
CBIS FINANCIAL SERVICES, INC.
November 19, 1989 - July 25, 1990
OSAIC WEALTH, INC.
May 6, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
January 31, 1987 - July 7, 1987
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
April 23, 1985 - January 9, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2024)
(3/27/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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