Ronni Bretschneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronni Bretschneider, CFP®, who also goes by Ronni Greenberg Bretschneider, Ronnie Bretschneider, Ronni Curmen, Ronni Greenberg, was a registered financial professional .
Ronni is a previously registered financial professional and started their career in finance in 1985. Ronni had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2008 - April 15, 2024
MISSIONSQUARE INVESTMENT SERVICES
August 25, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 25, 2006 - March 28, 2008
MSI FINANCIAL SERVICES, INC.
January 2, 2004 - July 25, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 1, 2003 - January 16, 2004
CETERA WEALTH SERVICES, LLC
March 19, 1996 - December 31, 2002
CHARLES SCHWAB & CO., INC.
November 5, 1992 - October 6, 1995
ADVEST, INC.
April 17, 1990 - June 17, 1992
EQUITABLE ADVISORS, LLC
April 3, 1990 - June 17, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 30, 1986 - April 18, 1990
PRUDENTIAL EQUITY GROUP, LLC
March 19, 1985 - January 31, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/30/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
