Stephen Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Gibson, who also goes by Steve Gibson, Stephen Eugene Gibson, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1993. Stephen had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2018 - June 26, 2020
AFFINITY WEALTH MANAGEMENT LLC
May 22, 2013 - February 9, 2018
AFFINITY WEALTH MANAGEMENT LLC
March 3, 1998 - December 12, 2001
ALPHATRADE INC.
August 5, 1996 - December 12, 2001
BOFA DISTRIBUTORS, INC.
March 3, 1993 - July 10, 1996
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
AFFINITY WEALTH MANAGEMENT LLC
CRD#: 290735 / SEC#: 801-112231
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AFFINITY WEALTH MANAGEMENT LLC
CRD#: 290735 / SEC#: 801-112231
Contact information
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,895 |
| AUM (Assets Under Management) | $ 760,080,858 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
