MH
Michael J. Hiller
CETERA INVESTMENT ADVISERS LLC
WEST ALLIS, WI 53227
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CRD#: 1350346
MH
Professional summary
Michael James Hiller is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Allis, Wisconsin and CETERA WEALTH SERVICES, LLC located in West Allis, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LTC; (2) NAME OF OTHER BUSINESS: CENTRAL FINANCIAL SERVICES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SALES ; START DATE: 01/2015 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INSURANCE AND SECURITIES ; (3) OUR LAKE HOME PROPERTY LLC, REAL ESTATE RENTAL;
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Hiller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10150 W National Ave Ste 325, West Allis, WI 53227RIA
CRD#: 105644
WEST ALLIS, WI
Current
January 2, 1996 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10150 W National Ave Ste 325, West Allis, WI 53227BD
CRD#: 13572
West Allis, WI
Past
August 5, 2009 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GRANDVILLE, MI
Past
March 23, 1990 - December 31, 1995
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
August 1, 1986 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
BD
CRD#: 60
KANSAS CITY, MO
Past
March 20, 1985 - July 14, 1986
MORISON SECURITIES, INC.
BD
CRD#: 8097
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/24/2025)
RR
Arizona(7/27/2018)
RR
California(1/5/2012)
RR
Colorado(1/26/2011)
RR
Florida(1/6/2015)
RR
Georgia(3/25/2025)
RR
Hawaii(3/22/2021)
RR
Illinois(1/2/2004)
RR
Indiana(1/5/2022)
RR
Michigan(1/5/2022)
RR
Minnesota(3/27/2025)
RR
Missouri(3/24/2025)
RR
North Carolina(1/15/2019)
RR
Ohio(11/16/2020)
RR
Oklahoma(3/24/2025)
RR
Oregon(3/28/2025)
RR
Pennsylvania(6/3/2011)
RR
South Carolina(3/27/2025)
RR
Texas(3/24/2025)
IAR
Texas(3/24/2025)
RR
Washington(3/24/2025)
RR
Wisconsin(1/2/1996)
IAR
Wisconsin(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644West Allis, WI 53227TRUST BUT VERIFY
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