Steven R. French

HARVEST MONEY | INVEST YOUR FAITH

Cincinnati, OH

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CRD#: 1350269

Professional summary

Steven Robert French, who also goes by Steven R. French, is a registered financial advisor currently at HARVEST MONEY | INVEST YOUR FAITH located in Cincinnati, Ohio.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Steven has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven R. French

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2010-PRESENT: HARVEST FINANCIAL RESOURCES LLC/NOT INVESTMENT RELATED/CINCINNATI,OH/MANAGING MEMBER. ACCOUNTING, BOOKKEEPING AND TAX SERVICES. SAME ADDRESS. 120 hours per month- flexible time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Robert French's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2022 - Present

HARVEST MONEY | INVEST YOUR FAITH

RIA

CRD#: 304360

Cincinnati, OH

Past

August 8, 2012 - December 2, 2013

OBS BROKERAGE SERVICES, INC.

CRD#: 104281

WHITEHOUSE, OH

Past

June 15, 2012 - December 27, 2016

MEMBERMAP

RIA

CRD#: 152523

CINCINNATI, OH

Past

April 14, 2008 - August 4, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

RIA

CRD#: 36451

CINCINNATI, OH

Past

July 24, 2007 - August 4, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

August 1, 2006 - July 25, 2007

DFC INVESTOR SERVICES

RIA

CRD#: 18558

CINCINNATI, OH

Past

March 28, 2006 - July 25, 2007

DFC INVESTOR SERVICES

CRD#: 18558

CHINO HILLS, CA

Past

November 25, 2005 - April 5, 2006

SECU BROKERAGE SERVICES

CRD#: 19899

INDIANAPOLIS, IN

Past

March 3, 2005 - November 28, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

FISHERS, IN

Past

March 2, 2005 - November 28, 2005

LPL FINANCIAL LLC

CRD#: 6413

FISHERS, IN

Past

February 8, 2002 - March 3, 2005

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

December 7, 1999 - February 11, 2002

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

March 8, 1989 - December 20, 1999

PRIME SECURITIES CORPORATION

CRD#: 22532

CINCINNATI, OH

Past

March 19, 1985 - December 31, 1987

MUTUAL SERVICE CORPORATION

CRD#: 4806

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/3/1988

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 8/18/1988

Financial and Operations Principal Examination

Current Firm

HARVEST MONEY | INVEST YOUR FAITH

CRD#: 304360 / SEC#:

Ohio

Registered Investment Advisory firm - (12/16/2022 Approved)

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Contact information

Main Address

Cincinnati, OH

Mailing Address

Phone number

(513) 297-5200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 2,288,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven R. French

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Robert French's CRS (Customer Relationship Summary).

Certified licenses

Experience

OBS BROKERAGE SERVICES, INC.

MEMBERMAP

MM ASCEND LIFE INVESTOR SERVICES, LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

DFC INVESTOR SERVICES

DFC INVESTOR SERVICES

SECU BROKERAGE SERVICES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

COMMONWEALTH FINANCIAL NETWORK

PRIME SECURITIES CORPORATION

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2020

Series 63

Date: 10/12/1984

Series 7

Date: 3/16/1985

Series 24

Date: 10/3/1988

Series 27

Date: 8/18/1988

Current Firm

HARVEST MONEY | INVEST YOUR FAITH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARVEST MONEY | INVEST YOUR FAITH

TRUST BUT VERIFY

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