Kenneth Abrams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Abrams, who also goes by Ken Abrams, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1986. Kenneth had worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2014 - December 10, 2014
SUNSTREET SECURITIES, LLC
October 17, 2012 - July 7, 2014
MML INVESTORS SERVICES, LLC
August 19, 2011 - October 11, 2012
HORNOR, TOWNSEND & KENT, LLC
March 18, 1997 - November 10, 1997
VOYA FINANCIAL ADVISORS, INC.
January 4, 1996 - March 18, 1997
WALNUT STREET SECURITIES, INC.
May 4, 1993 - January 18, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 4, 1993 - January 18, 1996
SIGNATOR INVESTORS, INC.
July 14, 1992 - April 2, 1993
MONY SECURITIES CORPORATION
April 30, 1986 - May 21, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 30, 1986 - May 21, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNSTREET SECURITIES, LLC
CRD#: 143211 / SEC#: , 8-67541
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 5,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
