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Myron K. Gruenberg

Some features on this profile are disabled
CRD#: 1349992
MG

Professional summary

Myron Kent Gruenberg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Myron is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Myron had worked at 10 firms, which includes QUEST CAPITAL STRATEGIES INC., LASALLE ST SECURITIES L.L.C., PEREGRINE FINANCIALS & SECURITIES INC., D H BRUSH & ASSOCIATES INC., GIBRALTAR INVESTMENTS INC., CAPITAL SECURITIES INVESTMENT CORPORATION, MALONE & ASSOCIATES INC., VANDERBILT SECURITIES INC., FIRST AMERICAN CAPITAL RESOURCES INC., BROOKS WEINGER ROBBINS & LEEDS INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 9, 2005 - July 23, 2018

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

March 17, 2004 - December 31, 2004

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
ELMHURST, IL
Past

May 13, 2002 - March 19, 2004

PEREGRINE FINANCIALS & SECURITIES, INC.

BD
CRD#: 43992
CHICAGO, IL
Past

November 22, 1996 - June 21, 2001

D H BRUSH & ASSOCIATES, INC.

BD
CRD#: 3667
CHICAGO, IL
Past

May 9, 1991 - December 13, 1996

GIBRALTAR INVESTMENTS, INC.

BD
CRD#: 23497
SALINAS, CA
Past

March 27, 1991 - June 11, 1991

CAPITAL SECURITIES INVESTMENT CORPORATION

BD
CRD#: 5606
OAK BROOK, IL
Past

July 18, 1990 - October 31, 1990

MALONE & ASSOCIATES, INC.

BD
CRD#: 10412
DENVER, CO
Past

April 14, 1989 - April 19, 1990

LASALLE ST SECURITIES, L.L.C.

BD
CRD#: 7191
ELMHURST, IL
Past

January 26, 1989 - April 27, 1989

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

January 19, 1987 - February 27, 1989

FIRST AMERICAN CAPITAL RESOURCES, INC.

BD
CRD#: 16818
Past

March 22, 1985 - July 29, 1986

BROOKS WEINGER ROBBINS & LEEDS INC.

BD
CRD#: 14156

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/5/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/23/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/1985
General Securities Representative Examination

Current Firm

QC
QUEST CAPITAL STRATEGIES, INC.
QUEST CAPITAL | QUEST CAPITAL STRATEGIES, INC. | QUEST CAPITAL INVESTMENTS, INC.

CRD#: 16783 / SEC#: 801-77927, 8-34532

BD
Terminated by SEC on 02/22/2020
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Contact information

Main Address
Laguna Hills, CA
Mailing Address
Phone number
Established
California since 03/18/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
TSAI, CAROLYNECEO, CCO, OFFICE MANAGER2272768
TSAI, CAROLYNECFO, FIN OP2272768

Disclosures

Regulatory Event5
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

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