Carolyn R. Lambert

ARCHER INVESTMENT

Tazewell, TN 37879

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CRD#: 1349696

Professional summary

Carolyn Rita Lambert, CFP®, who also goes by Carolyn Fultz Lambert, Carolyn R Lambert, is a registered financial advisor currently at ARCHER INVESTMENT CORPORATION located in Tazewell, Tennessee.

Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Carolyn has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carolyn Fultz Lambert | Carolyn R Lambert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lambert Bookkeeping & Financial Ser~'NIR'~1805 Main St, PO Box 940~Tazewell~TN~37879~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/2006~80hrs~20hrs~complete name:Lambert Bookkeeping & Financial Services_consulting services for small business ,taxes and bookkeeping|Claiborne County Historical & Geneo~'NIR'~PO Box 32, Old Knox RD~Tazewell~TN~37879~Other~Treasurer/Comptroller~5/21/2011~8hrs~0hrs~non profit org,elected treasurer ,pay bills prepare reports, bookkeeping| Insurance Agent Insurance Sales Jackson National 1805 Main St Tazewell, TN 37879 Since 12/2011 5 hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Rita Lambert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

December 2, 2019 - Present

ARCHER INVESTMENT CORPORATION

Office #1: 1805 Main St., Tazewell, TN 37879

RIA

CRD#: 136403

Tazewell, TN

Past

March 29, 2004 - December 6, 2019

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

TAZEWELL, TN

Past

June 23, 1999 - December 6, 2019

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

TAZEWELL, TN

Past

March 29, 1985 - July 7, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(12/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/19/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARCHER INVESTMENT CORPORATION

CRD#: 136403 / SEC#: 801-64607

RIA

Registered Investment Advisory firm - (8/12/2005 Approved)

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Contact information

Main Address

11711 N. College Ave Suite 200, Carmel, IN 46032

Mailing Address

Phone number

(317) 581-5664

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARCHER PART 2A BROCHURE (11/18/2025)

Regulatory assets under management

Total Number of Accounts	5,640
AUM (Assets Under Management)	$ 900,511,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Carolyn R. Lambert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Rita Lambert's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ARCHER INVESTMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/1999

Series 63

Date: 6/19/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/5/2002

Series 6

Date: 6/19/1999

Current Firm

ARCHER INVESTMENT CORPORATION

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCHER INVESTMENT CORPORATION

TRUST BUT VERIFY

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