David A. Marcus
Professional summary
David Allan Marcus, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Deerfield, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Deerfield, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. David has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Allan Marcus's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1989
Experience
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 570 Lake Cook Rd, Suite 115, Deerfield, IL 60015Office #2: 8777 North Gainey Center Drive, Suite 260, Scottsdale, AZ 85258August 28, 2008 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 570 Lake Cook Rd Suite 115, Deerfield, IL 60015August 28, 2008 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
January 14, 2005 - August 27, 2008
M HOLDINGS SECURITIES, INC.
January 14, 2005 - August 27, 2008
M HOLDINGS SECURITIES, INC.
May 21, 2003 - January 18, 2005
MUTUAL SERVICE CORPORATION
September 21, 1987 - January 18, 2005
MUTUAL SERVICE CORPORATION
March 20, 1985 - September 22, 1987
LOWRY FINANCIAL SERVICES CORPORATION
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2008)
(4/15/2025)
(8/28/2008)
(8/28/2008)
(10/29/2025)
(1/7/2009)
(10/15/2013)
(8/28/2008)
(4/21/2016)
(9/2/2008)
(2/8/2022)
(1/6/2014)
(4/5/2012)
(8/28/2008)
(4/20/2020)
(3/25/2009)
(7/9/2015)
(7/16/2014)
(8/28/2008)
(12/3/2012)
(3/19/2013)
(12/14/2016)
(11/12/2008)
(5/12/2022)
(9/24/2020)
(6/10/2025)
(5/6/2025)
(1/13/2009)
(10/9/2025)
(9/5/2025)
(8/28/2008)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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