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RC

Robert N. Campbell

FIRST PUBLIC
Austin, TX 78759
Some features on this profile are disabled
CRD#: 1349154
RC

Professional summary


Robert Nmn Campbell, who also goes by Bob Campbell, Robert Campbell, is a registered financial professional currently at FIRST PUBLIC, LLC located in Austin, Texas and HODES WEILL SECURITIES, LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 62 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 53, Series 24 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bob Campbell | Robert Campbell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Nmn Campbell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 15, 2014 - Present

FIRST PUBLIC, LLC

Office #1: 12007 Research Blvd, Austin, TX 78759
BD
CRD#: 128180
Austin, TX
Current

December 9, 2014 - Present

HODES WEILL SECURITIES, LLC

Office #1: 825 Third Avenue 15th Floor, New York, NY 10022Office #2: 825 Third Ave 15th Floor, New York, NY 10022
BD
CRD#: 131848
New York, NY
Current

December 26, 2014 - Present

CGA SECURITIES, LLC

Office #1: 2 Village Square Suite 255, Baltimore, MD 21210
BD
CRD#: 32301
Baltimore, MD
Current

January 21, 2015 - Present

STONEPINE ADVISORS, LLC

Office #1: 8310 S Valley Highway Suite 300, Englewood, CO 80112
BD
CRD#: 154217
ENGLEWOOD, CO
Current

June 4, 2015 - Present

IDX MARKETS, LLC

Office #1: 47 Great Jones St. 2nd Floor, New York, NY 10012
BD
CRD#: 171357
NEW YORK, NY
Current

November 22, 2016 - Present

NICOL INVESTORS CORPORATION

Office #1: 1 Executive Park, Granite City, IL 62040-0907
BD
CRD#: 123111
Granite City, IL
Current

November 17, 2017 - Present

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

Office #1: 220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039
BD
CRD#: 287788
Irving, TX
Current

September 12, 2018 - Present

OCEAN FINANCIAL SERVICES, LLC

Office #1: 780 Nw 42nd Avenue Suite 500, Miami, FL 33126
BD
CRD#: 164289
MIAMI, FL
Current

December 20, 2018 - Present

HOOPOE CAPITAL MARKETS, LLC

Office #1: 603 Massachusetts Avenue Suite 200, Boston, MA 02118
BD
CRD#: 294271
Boston, MA
Current

July 3, 2019 - Present

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC

Office #1: 71 S. Wacker Drive 31st Floor, Chicago, IL 60606
BD
CRD#: 292521
Chicago, IL
Current

August 21, 2019 - Present

GLOBAL ALLIANCE SECURITIES LLC

Office #2: 2464 Darts Cove Way, Charleston (mt. Pleasant), SC 29466
BD
CRD#: 167164
Charleston, SC
Current

September 2, 2020 - Present

INNOVATION PARTNERS LLC

Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210
RIA
BD
CRD#: 146344
Charlotte, NC
Current

April 23, 2021 - Present

DAVY SECURITIES

Office #1: Davy House 49 Dawson Street, Dublin 2, D2
BD
CRD#: 131901
Dublin 2,
Current

May 27, 2021 - Present

OCEANUS SECURITIES, LLC

Office #1: 521 Fifth Avenue 37th Floor, New York, NY 10175Office #2: 521 Fifth Avenue 37th Floor, New York, NY 10175
BD
CRD#: 133798
New York, NY
Current

June 14, 2021 - Present

ARIEL DISTRIBUTORS, LLC

Office #1: 200 East Randolph Street Suite 2900, Chicago, IL 60601Office #2: 200 East Randolph Street Suite 2900, Chicago, IL 60601
BD
CRD#: 38333
Chicago, IL
Current

November 3, 2022 - Present

STAX CAPITAL

Office #1: 10525 Vista Sorrento Parkway Suite 220, San Diego, CA 92121Office #2: 10525 Vista Sorrento Parkway Suite 220, San Diego, CA 92121
BD
CRD#: 300607
San Diego, CA
Current

March 28, 2023 - Present

STILLPOINT CAPITAL, LLC

Office #1: 4830 West Kennedy Blvd, Suite 600, Tampa, FL 33609
BD
CRD#: 133146
TAMPA, FL
Current

March 20, 2024 - Present

THE BALDWIN GROUP SECURITIES, LLC

Office #1: 6720-b Rockledge Drive Suite 450, Bethesda, MD 20817
BD
CRD#: 312876
Bethesda, MD
Current

November 21, 2024 - Present

AMERAUDI INVESTMENT SERVICES LLC

Office #1: 19 E. 54th Street, New York, NY 10022
BD
CRD#: 327842
NEW YORK, NY
Current

January 6, 2025 - Present

CHANDLER DISTRIBUTION SERVICES, LLC

Office #1: 9255 Towne Centre Drive, Suite 600, San Diego, CA 92121
BD
CRD#: 331780
SAN DIEGO, CA
Current

January 15, 2025 - Present

GE VERNOVA CAPITAL MARKETS, LLC

Office #1: 400 Atlantic Street, Stamford, CT 06901
BD
CRD#: 329164
STAMFORD, CT
Current

March 26, 2025 - Present

DOMINARI SECURITIES LLC

Office #1: 725 Fifth Avenue 23rd Fl., New York, NY, 10022
RIA
BD
CRD#: 18975
New York, NY
Current

April 22, 2025 - Present

TCW FUNDS DISTRIBUTORS LLC

Office #1: 515 South Flower Street, Los Angeles, CA 90071
BD
CRD#: 16670
Los Angeles, CA
Current

October 27, 2025 - Present

MARATHON CAPITAL MARKETS, LLC

Office #1: 200 W. Madison Street Suite 3700, Chicago, IL 60606
BD
CRD#: 103767
Chicago, IL
Current

November 3, 2025 - Present

Office #1: 725 Frederick Court, Wyckoff, NJ 07481
WYCKOFF, NJ
Past

October 1, 2021 - December 6, 2023

S&L CAPITAL MARKETS LLC

BD
CRD#: 307082
DALLAS, TX
Past

September 14, 2021 - January 24, 2025

RC PRIVATE SECURITIES, LLC

BD
CRD#: 310351
KANSAS CITY, MO
Past

March 2, 2021 - November 22, 2024

DOMINARI SECURITIES LLC

BD
CRD#: 18975
NEW YORK, NY
Past

August 13, 2020 - July 31, 2025

GLOBAL PACIFIC SECURITIES US, INC.

BD
CRD#: 304566
NEW YORK, NY
Past

March 30, 2019 - September 4, 2019

OLD SLIP CAPITAL MANAGEMENT, INC.

BD
CRD#: 7360
NEW YORK, NY
Past

January 11, 2019 - August 2, 2024

PTP SECURITIES, LLC

BD
CRD#: 136832
CANTON, CT
Past

October 1, 2018 - July 12, 2019

OCEANUS SECURITIES, LLC

BD
CRD#: 133798
NEW YORK, NY
Past

July 10, 2018 - March 27, 2019

INFINITY CAPITAL SECURITIES, LLC

BD
CRD#: 296886
OKLAHOMA CITY, OK
Past

May 11, 2018 - May 31, 2022

EDGE ADVISORS LLC

BD
CRD#: 289754
PHILADELPHIA, PA
Past

April 4, 2018 - October 1, 2018

AEON CAPITAL INC

BD
CRD#: 164004
NEW YORK, NY
Past

February 8, 2017 - March 29, 2018

PALLADIUM CAPITAL GROUP, LLC

BD
CRD#: 129400
NEW YORK, NY
Past

January 11, 2017 - January 10, 2023

CSNR SERVICES, LLC

BD
CRD#: 282085
ST. THOMAS, VI
Past

September 27, 2016 - June 11, 2025

WALLER HELMS SECURITIES LLC

BD
CRD#: 282433
CHICAGO, IL
Past

June 15, 2016 - February 6, 2019

WCA SECURITIES, LLC

BD
CRD#: 281176
PALO ALTO, CA
Past

December 23, 2015 - July 11, 2017

MORGAN CREEK CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 154377
CHAPEL HILL, NC
Past

August 10, 2015 - October 28, 2016

NEW HORIZONS ASSET MANAGEMENT GROUP, LLC

BD
CRD#: 103340
NEWBURGH, NY
Past

July 6, 2015 - October 16, 2020

NEW CITY CAPITAL LLC

BD
CRD#: 172913
SAN DIEGO, CA
Past

July 2, 2015 - January 24, 2025

ROSELAINE SECURITIES LLC

BD
CRD#: 171237
PACIFIC PALISADES, CA
Past

June 15, 2015 - August 9, 2022

OCTAGON CAPITAL GROUP, LLC

BD
CRD#: 173341
SHORT HILLS, NJ
Past

May 4, 2015 - March 28, 2016

TENOAKS ENERGY ADVISORS, LLC

BD
CRD#: 173696
ADDISON, TX
Past

March 23, 2015 - March 29, 2017

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY
Past

March 2, 2015 - January 13, 2016

OLD CITY SECURITIES LLC

BD
CRD#: 171910
NEW YORK, NY
Past

January 27, 2015 - June 14, 2017

LOCALSTAKE MARKETPLACE LLC

BD
CRD#: 162726
FISHERS, IN
Past

January 22, 2015 - December 21, 2015

COVERT & CO., LLC

BD
CRD#: 144915
MANHATTAN BEACH, CA
Past

January 16, 2015 - July 29, 2016

IMS HEALTH CAPITAL, INC.

BD
CRD#: 150156
LA JOLLA, CA
Past

January 7, 2015 - May 10, 2019

ARES MANAGEMENT CAPITAL MARKETS LLC

BD
CRD#: 166219
LOS ANGELES, CA
Past

January 2, 2015 - October 12, 2021

ABD RETIREMENT SERVICES, INC.

BD
CRD#: 167641
SAN FRANCISCO, CA
Past

December 18, 2014 - June 30, 2016

CHART GROUP ADVISORS, LLC

BD
CRD#: 118814
NEW YORK, NY
Past

December 18, 2014 - August 3, 2017

TSC DISTRIBUTORS, LLC

BD
CRD#: 37058
BOSTON, MA
Past

December 8, 2014 - November 6, 2019

FIRST STANDARD FINANCIAL COMPANY LLC

BD
CRD#: 168340
RED BANK, NJ
Past

December 2, 2014 - July 13, 2017

BRANDYWINE INVESTMENT SECURITIES, LLC

BD
CRD#: 153288
CHADDS FORD, PA
Past

September 16, 2014 - October 2, 2018

ACCELERATED CAPITAL GROUP

BD
CRD#: 41270
COSTA MESA, CA
Past

April 15, 2014 - March 20, 2019

CLARION PARTNERS SECURITIES, LLC

BD
CRD#: 166384
NEW YORK, NY
Past

March 21, 2014 - July 2, 2018

TERRANOVA CAPITAL EQUITIES, INC

BD
CRD#: 45097
NEW YORK, NY
Past

February 14, 2007 - July 22, 2013

A. R. SCHMEIDLER & CO., INC.

BD
CRD#: 5845
NEW YORK, NY
Past

May 29, 2001 - May 26, 2006

M. R. BEAL & COMPANY

BD
CRD#: 22088
NEW YORK, NY
Past

February 14, 2001 - March 27, 2001

WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC.

BD
CRD#: 25960
MORRISTOWN, NJ
Past

April 9, 1997 - February 7, 2001

WILLIAM E. SIMON & SONS MUNICIPAL SECURITIES, INC.

BD
CRD#: 25960
MORRISTOWN, NJ
Past

May 24, 1993 - April 24, 1997

M.H. DAVIDSON & CO., L.L.C.

BD
CRD#: 13708
NEW YORK, NY
Past

March 7, 1985 - October 13, 1992

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/12/2018)
RR
Maryland
(4/22/2024)
RR
Massachusetts
(7/2/2025)
RR
New York
(6/19/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 4/20/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


MC
MARATHON CAPITAL MARKETS, LLC
GOLDEN FORTUNES SECURITIES, INC. | MARATHON CAPITAL MARKETS, LLC | MARATHON CAPITAL MARKETS, INC. | MARATHON CAPITAL | MADISON MERCHANT PARTNERS, INC.

CRD#: 103767 / SEC#: , 8-52256

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
200 W. Madison Street Suite 3700, Chicago, IL 60606
Mailing Address
200 W. Madison Street Suite 3700, Chicago, IL 60606
Phone number
(312) 989-1350
Established
Delaware since 01/01/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MARATHON CAPITAL, LLCSHAREHOLDER
BRANDT, RICHARD THEODORE IIMANAGER4762272
CAMPBELL, ROBERT NMNFINOP1349154
GRANT, TERENCE ROBERTMANAGER3053787
HECKMAN, CASS KIKUKOCHIEF COMPLIANCE OFFICER6835511
SHANAHAN, MATTHEWMANAGER2839069

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARATHON CAPITAL MARKETS, LLC

CRD#: 103767Austin, TX 78759

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