Derek A. Chow
Professional summary
Derek Andrew Chow, who also goes by Derek Andrew Chow, Derek Chow, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Boulder, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Derek has worked at 17 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Derek Andrew Chow's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
October 28, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210November 24, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 28, 2019 - January 15, 2020
FORESIDE FUND SERVICES, LLC
September 26, 2018 - July 8, 2019
XMS CAPITAL PARTNERS, LLC
October 28, 2014 - February 6, 2017
FORESIDE FUNDS DISTRIBUTORS LLC
October 15, 2012 - June 17, 2014
VOYA INVESTMENT MANAGEMENT CO. LLC
September 15, 2011 - June 17, 2014
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 30, 2008 - December 31, 2010
QUASAR DISTRIBUTORS, LLC
April 5, 2006 - December 5, 2007
PACIFIC CORNERSTONE CAPITAL INCORPORATED
September 12, 2005 - March 22, 2006
CAPITAL SOLUTIONS DISTRIBUTORS, LLC
April 23, 2003 - June 13, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 23, 2003 - June 13, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 7, 2001 - April 4, 2003
STRONG CAPITAL MANAGEMENT INC
April 30, 2001 - April 4, 2003
STRONG INVESTMENTS, INC.
July 22, 1998 - May 2, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
June 21, 1991 - July 9, 1998
NUVEEN SECURITIES, LLC
March 19, 1985 - April 11, 1985
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
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Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
