Duane G. Troutman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Duane Glenn Troutman was a registered financial professional .
Duane is a previously registered financial professional and started their career in finance in 1985. Duane had worked at 8 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2014 - December 31, 2017
CENTAURI ADVISORY GROUP, INC.
December 1, 2011 - July 16, 2014
TRUSTMONT ADVISORY GROUP, INC.
December 1, 2011 - July 16, 2014
TRUSTMONT FINANCIAL GROUP, INC.
April 20, 2005 - November 30, 2011
INVESTORS CAPITAL CORP.
August 10, 2001 - November 30, 2011
INVESTORS CAPITAL CORP.
July 20, 2001 - October 2, 2001
EMPIRE FINANCIAL GROUP, INC.
May 8, 1997 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
November 12, 1992 - May 9, 1997
WORLD INVEST CORPORATION
May 9, 1985 - November 6, 1992
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTAURI ADVISORY GROUP, INC.
CRD#: 158999 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 830 |
| AUM (Assets Under Management) | $ 71,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
