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AH

Andrew M. Hoffman

THE PINNACLE FINANCIAL GROUP
NEW YORK, NY 10016
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CRD#: 1346548
AH
Andrew Mark HoffmanTHE PINNACLE FINANCIAL GROUP

Professional summary

Andrew Mark Hoffman, CFP®, who also goes by Andy Hoffman, is a registered financial advisor currently at THE PINNACLE FINANCIAL GROUP located in New York, New York and LPL FINANCIAL LLC located in New York, New York.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Andrew has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Aliases

Andy Hoffman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Mark Hoffman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

August 24, 2021 - Present

THE PINNACLE FINANCIAL GROUP

Office #1: 10 East 39th St 12fl Ste 1219, New York, NY 10016
RIA
CRD#: 164395
NEW YORK, NY
Current

September 18, 2019 - Present

LPL FINANCIAL LLC

RIA
BD
CRD#: 6413
NEW YORK, NY
Past

November 4, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
ROCKVILLE CENTRE, NY
Past

November 16, 2006 - September 26, 2007

J.P. MORGAN SECURITIES INC.

RIA
CRD#: 18718
NEW YORK, NY
Past

November 16, 2006 - September 26, 2007

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

September 27, 2006 - November 17, 2006

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
NEW YORK, NY
Past

August 7, 2006 - November 17, 2006

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
NEW YORK, NY
Past

December 12, 2000 - July 13, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

June 10, 1994 - January 19, 1999

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

November 16, 1992 - April 25, 1994

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

January 10, 1986 - December 16, 1986

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
Past

May 22, 1985 - August 8, 1985

JONATHAN ALAN & CO., INC.

BD
CRD#: 15914
Past

March 4, 1985 - May 30, 1985

ALISON, BAER SECURITIES INC.

BD
CRD#: 11808

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP

CRD#: 164395 / SEC#: 801-77304

RIA
Registered Investment Advisory firm - (11/9/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/4/2025)
RR
Connecticut
(9/23/2019)
RR
New York
(10/10/2019)
IAR
New York
(8/24/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/10/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/1/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/18/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/11/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/1992
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/1/1985
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP

CRD#: 164395 / SEC#: 801-77304

RIA
Registered Investment Advisory firm - (11/9/2012 Approved)
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Contact information

Main Address
9 South Long Beach Road, Rockville Centre, NY 11570
Mailing Address
Phone number
(516) 763-9700
Established
Firm type
Fiscal year end
# of Employees
54

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (4/1/2025)
ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,538
AUM (Assets Under Management)$ 1,184,198,113

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE PINNACLE FINANCIAL GROUP

CRD#: 164395New York, NY 10016

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