OC
Oma D. Claunch
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Austin, TX 78735
Some features on this profile are disabled
CRD#: 1346139
OC
Professional summary
Oma Dixon Claunch III, CFP®, who also goes by Oma Dixon Claunch, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Austin, Texas and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Austin, Texas.
Oma is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Oma has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Oma Dixon Claunch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-PRIORITY PLANNING BENEFITS CONSULTANTS, 5307 HWY 290 W, STE 4, AUSTIN, TX, 1/2011 AS OWNER OF SOLE PROP/AGENT SELLING/SERVICING GROUP LIFE & HEALTH INSURANCE THROUGH VARIOUS INSURANCE COMPANIES. INV REL - 20 HR/WK - 20/TRADING. 2-PRIORITY PLANNING FINANCIAL CONSULTANTS,5307 HWY 290 W, STE 4, AUSTIN, TX, 1/1997 AS FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 20 HR/WK - 20/TRADING. 3-CLAUNCH HOLDINGS GP, 24120 OSCAR ROAD, SPICEWOOD, TX, 10/2015 AS PARTNER. NIR - 5 HR/MO - 0/TRADING. 4-CLAUNCH HOLDINGS LP, 24120 OSCAR ROAD,SPICEWOOD, TX, 10/01/2015 AS PARTNER. LP OWNS FAMILY RANCH. NIR - 5 HR/MO - 0/TRADING. 5-MITCHELL REV LIVING TRUST, PEACH TREE CITY, GA, 2/2012 AS CO-TRUSTEE. NIR - 5 HR/YR - 0/TRADING. 6-LUCKY FOUR C LLC, 24120 OSCAR RD, SPICEWOOD, TX, 2/2018, OWNER OF RANCH MANAGEMENT, NIR, 40HRS/YR, OHRS/TRADING. 7.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING 04/21/16. 8. TWIN ISLES POA, PO Box1112, Kingsland TX 78639, United States, 07/20/2024, Board Member, Volunteer, NIR, 2 HRS/MO, O HR/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Oma Dixon Claunch III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 21, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 5307 Hwy 290 West Ste B-4, Austin, TX 78735RIA
CRD#: 134139
Austin, TX
Current
April 21, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 5307 Hwy 290 West Ste B-4, Austin, TX 78735BD
CRD#: 39543
Austin, TX
Past
April 13, 1993 - May 7, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
AUSTIN, TX
Past
April 13, 1993 - May 7, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
AUSTIN, TX
Past
March 6, 1987 - December 31, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
BD
CRD#: 17970
LOS ANGELES, CA
Past
May 23, 1985 - August 26, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/7/2022)
RR
Texas(4/21/2016)
IAR
Texas(4/21/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
