Harry N. Harelik
Professional summary
Harry Nelson Harelik is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Walnut Creek, California.
Harry is registered as a RR (Registered Representative) and started their career in finance in 1985. Harry has worked at 19 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harry Nelson Harelik's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2026 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 1255 Treat Blvd, Suite 300, Walnut Creek, CA 94597October 10, 2016 - May 2, 2017
HORNOR, TOWNSEND & KENT, LLC
May 23, 2014 - June 3, 2016
PAULSON INVESTMENT COMPANY LLC
April 22, 2008 - April 1, 2014
PORTSMOUTH FINANCIAL SERVICES
April 21, 2008 - April 1, 2014
PORTSMOUTH FINANCIAL SERVICES
May 3, 2007 - April 24, 2008
M.L. STERN & CO., LLC.
March 22, 2007 - April 24, 2008
M.L. STERN & CO., LLC.
September 15, 2005 - April 2, 2007
REDWOOD SECURITIES GROUP, INC.
March 24, 2005 - August 31, 2005
AMERICA NORTHCOAST SECURITIES, INC.
November 23, 2004 - January 7, 2005
M. S. HOWELLS & CO.
August 5, 2002 - November 1, 2004
MOORS & CABOT, INC.
May 16, 2002 - August 21, 2002
HOTOVEC, POMERANZ & CO., LLC
October 18, 1999 - May 16, 2002
PACIFIC GROWTH EQUITIES, LLC
May 11, 1998 - July 21, 1998
WELLS FARGO CLEARING SERVICES, LLC
March 3, 1997 - October 6, 1999
HILLTOP SECURITIES INC.
March 29, 1996 - May 11, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
April 25, 1995 - April 9, 1996
WILLIAMS MACKAY JORDAN & CO., INCORPORATED
April 3, 1992 - March 29, 1995
WELLS FARGO CLEARING SERVICES, LLC
March 28, 1991 - February 25, 1992
PRINCIPAL FINANCIAL SECURITIES,INC.
October 5, 1990 - March 14, 1991
WELLS FARGO CLEARING SERVICES, LLC
May 2, 1990 - September 4, 1990
CANTOR FITZGERALD & CO.
January 25, 1990 - May 10, 1990
FINANCIAL SQUARE PARTNERS
June 22, 1987 - February 5, 1990
CIBC WORLD MARKETS CORP.
July 24, 1985 - July 13, 1987
RAUSCHER PIERCE REFSNES, INC.
March 19, 1985 - July 22, 1985
ROTAN MOSLE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/27/2026
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
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Company Information
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670Walnut Creek, CA 94597TRUST BUT VERIFY
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