Derrick J. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derrick James Johnson, who also goes by Derrick J Johnson, was a registered financial professional .
Derrick is a previously registered financial professional and started their career in finance in 1985. Derrick had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2005 - October 3, 2013
BROTHERTON INVESTMENT CONSULTANTS LLC
January 28, 2004 - October 29, 2004
AMERITAS INVESTMENT COMPANY, LLC
June 10, 2002 - December 31, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
May 15, 2002 - June 14, 2002
THE ADVISORS GROUP, INC.
April 30, 1992 - June 14, 2002
THE ADVISORS GROUP, INC.
July 21, 1988 - April 24, 1992
CINCINNATI ANALYSTS, INC.
April 11, 1985 - July 26, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROTHERTON INVESTMENT CONSULTANTS LLC
CRD#: 112595 / SEC#: 801-57805
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
