Charles W. Rodenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Rodenberg, who also goes by Chuck William Rodenberg, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1985. Charles had worked at 5 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2009 - August 25, 2016
BROOKLIGHT PLACE SECURITIES, INC.
February 3, 1994 - August 3, 2009
WOODBURY FINANCIAL SERVICES, INC.
October 2, 1990 - February 24, 1994
BROOKLIGHT PLACE SECURITIES, INC.
April 25, 1989 - October 2, 1990
VESTAX SECURITIES CORPORATION
October 29, 1988 - April 27, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 29, 1988 - April 27, 1989
PRUCO SECURITIES, LLC.
March 25, 1988 - February 24, 1994
BROOKLIGHT PLACE SECURITIES, INC.
March 4, 1985 - October 2, 1990
VESTAX SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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