Gregory C. Simonian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Cavin Simonian, who also goes by Greg Simonian, Gregory C Simonian, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1986. Gregory had worked at 8 firms and has passed the Series 63, Series 65, Series 6TO, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2024 - July 15, 2025
FORESIDE FUND SERVICES, LLC
February 9, 2022 - July 29, 2022
L & S ADVISORS, INC
November 14, 2017 - July 23, 2019
SHOPOFF SECURITIES, INC.
April 2, 2015 - April 20, 2017
TRIVE NEW YORK LLC
April 8, 2014 - April 13, 2015
COWEN AND COMPANY
March 14, 2005 - January 2, 2013
TRIVE NEW YORK LLC
October 21, 2002 - March 12, 2003
TJM INVESTMENTS, LLC
July 12, 2001 - August 16, 2001
HEDGEWORLD MARKETS USA, INC.
February 19, 1986 - August 31, 1987
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 10/30/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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