Michael F. Breslin
Professional summary
Michael Francis Breslin, who also goes by Michael Breslin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hickory Hills, Illinois and CETERA INVESTMENT SERVICES LLC located in Hickory Hills, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Francis Breslin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2018 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9503 S Roberts Rd, Hickory Hills, IL 60457January 8, 2018 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 9503 S Roberts Rd, Hickory Hills, IL 60457July 9, 1998 - January 8, 2018
INVEST FINANCIAL CORPORATION
April 22, 1997 - January 8, 2018
INVEST FINANCIAL CORPORATION
August 22, 1994 - May 12, 1997
ALLSTATE FINANCIAL SERVICES, LLC
August 2, 1993 - May 12, 1997
HARRIS INVESTORS DIRECT, INC.
February 16, 1993 - July 22, 1993
FIRST COLONIAL INVESTMENT SERVICES, INC.
April 11, 1988 - March 16, 1989
LEHMAN BROTHERS INC.
February 21, 1985 - April 11, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2018)
(1/8/2018)
(1/8/2018)
(1/8/2018)
(1/8/2018)
(1/8/2018)
(1/8/2018)
(1/8/2018)
(4/23/2018)
(1/8/2018)
(2/15/2018)
(9/20/2019)
(1/12/2023)
(1/8/2018)
(1/8/2018)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Hickory Hills, IL 60457TRUST BUT VERIFY
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