Joel Rosenfeld

KENSINGTON CAPITAL

Brooklyn, NY 11219

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CRD#: 1344127

Professional summary

Joel Rosenfeld is a registered financial professional currently at KENSINGTON CAPITAL CORP. located in Brooklyn, New York.

Joel is registered as a RR (Registered Representative) and started their career in finance in 1985. Joel has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Rosenfeld's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2008 - Present

KENSINGTON CAPITAL CORP.

Office #1: 4910 13th Avenue, Brooklyn, NY 11219

CRD#: 1742

Brooklyn, NY

Past

July 8, 1997 - January 15, 2008

EDGETRADE LLC

CRD#: 42071

NEW YORK, NY

Past

September 22, 1989 - July 2, 1997

GLOBAL PARTNERS SECURITIES INC.

CRD#: 19606

FORT LAUDERDALE, FL

Past

July 28, 1986 - July 5, 1989

LEVCO SECURITIES CORP.

CRD#: 15483

Past

March 25, 1985 - November 6, 1987

BROWN, KNAPP & COMPANY, INC.

CRD#: 8147

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/19/2011)

New Jersey
(2/28/2017)

New York
(1/15/2008)

Exams

State Security Law Exam

Series 63

Date: 5/14/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/22/1986

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 1/21/1986

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/28/1985

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/14/1985

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KENSINGTON CAPITAL CORP.

CAPITAL RESOURCE PLANNING | THEMUNIBROKER.COM | THEEQUITYBROKER.COM | THEDEDICATEDBROKER.COM | KENSINGTON CAPITAL CORP.

CRD#: 1742 / SEC#: , 8-28301

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

4910 13th Ave., Brooklyn, NY 11219-3100

Mailing Address

4910 13th Ave., Brooklyn, NY 11219-3100

Phone number

(718) 436-2111

Established

New York since 06/12/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SILVER, MOSES M	CFO	2276798
SILVER, MOSES M	CHIEF AML OFFICER	2276798
SILVER, MOSES M	CHIEF EXECUTIVE OFFICER	2276798
SIMON, STUART	OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER	2802977
SIMON, STUART	OPTIOS PRINCIPAL	2802977
SILVER, ABRAM JOSEPH	OWNER	1137930
CIANTRO, PHILIP GERARD	FINOP	2350685
LEDERMAN, ELISHEVA MICHELLE	OPTIONS PRINCIPAL, EXECUTIVE REPRESENTATIVE	2596584

Disclosures

Regulatory Event	9
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joel Rosenfeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel Rosenfeld's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDGETRADE LLC

GLOBAL PARTNERS SECURITIES INC.

LEVCO SECURITIES CORP.

BROWN, KNAPP & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/14/1985

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1985

Series 53

Date: 5/22/1986

Series 27

Date: 1/21/1986

Series 4

Date: 8/28/1985

Series 24

Date: 5/14/1985

FINRA

Current Firm

KENSINGTON CAPITAL CORP.

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KENSINGTON CAPITAL CORP.

TRUST BUT VERIFY

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