AS
Alan E. Shenker
STRATEGIC ADVISERS LLC
SAINT JOHN, IN
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CRD#: 1343413
AS
Professional summary
Alan E. Shenker, who also goes by Alan E Shenker, Alan Edward Shenker, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Saint John, Indiana and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Alan has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan E Shenker | Alan Edward Shenker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rental property - Ft. Myers, FL - owner/landlord - nominal hrs/mo (0 during mkt hrs) - not securities relate- will not interfere with duties at firm
CRS (Client Relationship Summary) - RIA
Click below to view Alan E. Shenker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SAINT JOHN, IN
Current
January 30, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
February 21, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SAINT JOHN, IN
Past
August 18, 2021 - September 22, 2022
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CROWN POINT, IN
Past
August 17, 2021 - September 22, 2022
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CROWN POINT, IN
Past
February 29, 2016 - August 3, 2021
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
RIA
CRD#: 110353
ST. JOHN, IN
Past
February 26, 2016 - July 29, 2021
MORGAN STANLEY DISTRIBUTION, INC.
BD
CRD#: 30344
CHICAGO, IL
Past
June 1, 2009 - February 26, 2016
MORGAN STANLEY
RIA
CRD#: 149777
CHICAGO, IL
Past
June 1, 2009 - February 26, 2016
MORGAN STANLEY
BD
CRD#: 149777
CHICAGO, IL
Past
September 7, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
GREEN BAY, WI
Past
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
GREEN BAY, WI
Past
February 13, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
March 19, 1985 - February 11, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/1/2023)
RR
Alaska(2/15/2023)
RR
Arizona(2/10/2023)
RR
Arkansas(2/8/2023)
RR
California(1/31/2023)
RR
Colorado(1/31/2023)
RR
Connecticut(1/31/2023)
RR
Delaware(2/1/2023)
RR
District of Columbia(2/6/2023)
RR
Florida(1/31/2023)
RR
Georgia(2/1/2023)
RR
Hawaii(2/9/2023)
RR
Idaho(1/30/2023)
RR
Illinois(2/7/2023)
IAR
Illinois(3/31/2025)
RR
Indiana(1/30/2023)
IAR
Indiana(3/31/2025)
RR
Iowa(2/6/2023)
RR
Kansas(1/31/2023)
RR
Kentucky(1/30/2023)
RR
Louisiana(2/6/2023)
RR
Maine(1/31/2023)
RR
Maryland(1/31/2023)
RR
Massachusetts(1/30/2023)
RR
Michigan(2/3/2023)
RR
Minnesota(2/1/2023)
RR
Mississippi(2/2/2023)
RR
Missouri(2/1/2023)
RR
Montana(1/31/2023)
RR
Nebraska(1/31/2023)
RR
Nevada(2/10/2023)
RR
New Hampshire(2/8/2023)
RR
New Jersey(1/31/2023)
RR
New Mexico(1/31/2023)
RR
New York(2/2/2023)
RR
North Carolina(1/31/2023)
RR
North Dakota(2/6/2023)
RR
Ohio(1/30/2023)
RR
Oklahoma(2/1/2023)
RR
Oregon(1/31/2023)
RR
Pennsylvania(1/31/2023)
RR
Puerto Rico(2/14/2023)
RR
Rhode Island(2/2/2023)
RR
South Carolina(2/1/2023)
RR
South Dakota(2/1/2023)
RR
Tennessee(1/31/2023)
RR
Texas(1/31/2023)
IAR
Texas(3/31/2025)
RR
Utah(1/31/2023)
RR
Vermont(1/30/2023)
RR
Virgin Islands(1/31/2023)
RR
Virginia(1/31/2023)
RR
Washington(1/31/2023)
RR
West Virginia(2/2/2023)
RR
Wisconsin(1/31/2023)
RR
Wyoming(1/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/11/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
