Kenneth R. Burton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Raymond Burton, who also goes by Ken Burton, Kenny Burton, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1985. Kenneth had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2011 - July 30, 2013
SOUTHEAST INVESTMENTS, N.C., INC.
December 20, 2007 - September 24, 2009
THE O.N. EQUITY SALES COMPANY
June 24, 2005 - December 31, 2008
WEALTHWISE LLC
January 13, 1998 - October 19, 2006
ASSOCIATED SECURITIES CORP.
August 26, 1987 - September 29, 1998
GUARDIAN INVESTOR SERVICES LLC
April 24, 1985 - November 17, 1987
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
