Robert G. Kaiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gene Kaiser, who also goes by Bob Kaiser, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2015 - November 9, 2016
GULF SOUTH SECURITIES, INC
October 28, 2013 - January 27, 2014
PTX SECURITIES, LLC
June 14, 2012 - October 22, 2013
HARBOR LIGHT SECURITIES, LLC
June 8, 2009 - June 13, 2012
IMS SECURITIES, INC.
June 25, 2007 - June 4, 2008
EMERALD VENTURES, LLC
September 13, 1991 - June 1, 1992
THE VARIABLE ANNUITY MARKETING COMPANY
July 13, 1989 - July 11, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 13, 1989 - July 11, 1990
PRUCO SECURITIES, LLC.
September 8, 1987 - June 26, 1989
THE COLUMBIAN SECURITIES CORPORATION
February 14, 1985 - November 13, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GULF SOUTH SECURITIES, INC
CRD#: 149899 / SEC#: , 8-68200
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GULF SOUTH HOLDING, INC. | SHAREHOLDER | |
| BEATON, DANIEL STEWART | FINOP AND CFO | 4240769 |
| FLANAGAN, TIMOTHY JOHN | DIRECTOR, PRESIDENT AND CHIEF COMPLIANCE OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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