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Thomas A. Padovano

EXCHANGE PLACE ADVISORS
Sudbury, MA 01776
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CRD#: 1341850
TP

Professional summary


Thomas Anthony Padovano is a registered financial advisor currently at EXCHANGE PLACE ADVISORS, LLC located in Sudbury, Massachusetts.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Thomas has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Thomas Anthony Padovano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 15, 2004 - Present

EXCHANGE PLACE ADVISORS, LLC

Office #1: 121 Boston Post Road Unit 6, Sudbury, MA 01776
RIA
CRD#: 125240
Sudbury, MA
Past

February 26, 1997 - April 6, 2004

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BURLINGTON, MA
Past

December 7, 1989 - April 6, 2004

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

March 10, 1988 - March 29, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

July 24, 1985 - March 31, 1988

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

February 15, 1985 - June 25, 1985

SIGNATOR INVESTORS, INC.

BD
CRD#: 468

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
EXCHANGE PLACE ADVISORS, LLC
EXCHANGE PLACE ADVISORS, LLC

CRD#: 125240 / SEC#: 801-63511

RIA
Registered Investment Advisory firm - (9/16/2004 Approved)
Massachusetts
Registered Investment Advisory firm - (9/28/2004 Terminated)
Texas
Registered Investment Advisory firm - (9/28/2004 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(3/15/2004)
IAR
Texas
(4/5/2004)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/21/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/13/1995
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


EP
EXCHANGE PLACE ADVISORS, LLC
EXCHANGE PLACE ADVISORS, LLC

CRD#: 125240 / SEC#: 801-63511

RIA
Registered Investment Advisory firm - (9/16/2004 Approved)
Massachusetts
Registered Investment Advisory firm - (9/28/2004 Terminated)
Texas
Registered Investment Advisory firm - (9/28/2004 Terminated)
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Contact information


Main Address
121 Boston Post Road Unit 6, Sudbury, MA 01776
Mailing Address
Phone number
(978) 443-4405
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (7 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EXCHANGE PLACE ADVISORS, LLC DISCLOSURE BROCHURE (3/19/2025)

Regulatory assets under management


Total Number of Accounts718
AUM (Assets Under Management)$ 354,041,953

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EXCHANGE PLACE ADVISORS, LLC

CRD#: 125240Sudbury, MA 01776

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