Jean M. Kahl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Melissa Kahl, who also goes by Jean Happeny, was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 1985. Jean had worked at 5 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2021 - September 20, 2021
PURSHE KAPLAN STERLING INVESTMENTS
January 8, 2021 - September 21, 2021
THE MARSHALL FINANCIAL GROUP LLC
January 2, 2009 - January 26, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 4, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 20, 2008 - January 26, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 29, 2002 - July 1, 2008
FERRIS, BAKER WATTS, LLC
February 21, 1985 - July 1, 2008
FERRIS, BAKER WATTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
