Gerald J. Sipka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Jerry Bernard Sipka, who also goes by Jerry Sipka, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1985. Gerald had worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2003 - August 31, 2017
GROVE POINT INVESTMENTS, LLC
January 10, 2003 - August 31, 2017
GROVE POINT INVESTMENTS, LLC
January 15, 1996 - January 16, 2003
OMNI FINANCIAL SECURITIES, INC.
October 26, 1995 - January 4, 1996
BIRCHTREE FINANCIAL SERVICES LLC
June 2, 1995 - November 1, 1995
GREYSTONE CAPITAL GROUP, INC.
September 10, 1992 - June 9, 1995
OMNI FINANCIAL SECURITIES, INC.
May 20, 1985 - September 3, 1992
ILG SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
