MR
Marvin R. Reynolds
BROOKSTONE CAPITAL MANAGEMENT LLC
Morgan, UT
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CRD#: 1340749
MR
Professional summary
Marvin Ray Reynolds, ChFC®, who also goes by Marv Reynolds, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Morgan, Utah.
Marvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Marvin has worked at 9 firms and has passed the Series 63, Series 62 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marv Reynolds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Name of the other business: R & P Wealth Advisors
Investment Related?: Yes
Address of other business: 2985 South Morgan Valley Drive, Morgan, UT 84050
Nature of other business: Life and Annuities
Your position: Marvin is Owner
Start Date: 06/2014
How many hours you devote to the other business per month: 40 to 60
How many hours you devote to the other business during securities trading hours: 40 to 60
Briefly describe your duties: Agent selling Life insurance and annuities. Meeting with clients and reviewing their plans.
CRS (Client Relationship Summary) - RIA
Click below to view Marvin Ray Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 3, 2020 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Morgan, UT
Past
October 13, 2016 - April 9, 2020
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Woods Cross, UT
Past
October 16, 2007 - July 6, 2009
FIRST WESTERN ADVISORS
RIA
CRD#: 13623
SALT LAKE CITY, UT
Past
October 12, 2007 - July 6, 2009
FIRST WESTERN ADVISORS
BD
CRD#: 13623
SALT LAKE CITY, UT
Past
January 27, 2004 - August 31, 2007
FIRST WESTERN ADVISORS
RIA
CRD#: 13623
SALT LAKE CITY, UT
Past
December 3, 2003 - August 31, 2007
FIRST WESTERN ADVISORS
BD
CRD#: 13623
SALT LAKE CITY, UT
Past
January 2, 2003 - December 3, 2003
METROPOLITAN FINANCIAL SERVICES, INC.
RIA
CRD#: 116602
INKOM, ID
Past
May 29, 1998 - December 3, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
BD
CRD#: 14146
SPOKANE, WA
Past
April 1, 1995 - July 28, 1998
INTERMOUNTAIN FINANCIAL SERVICES, INC.
BD
CRD#: 15386
HEBER CITY, UT
Past
March 8, 1995 - April 1, 1995
RICHARDS INVESTMENTS
BD
CRD#: 3176
SALT LAKE CITY, UT
Past
September 17, 1990 - June 4, 1991
LFG SECURITIES, INC.
BD
CRD#: 5374
Past
April 4, 1985 - December 14, 1988
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(4/3/2020)
IAR
Utah(4/6/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 62
Date: 8/20/1998
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
