Robert D. Nitti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Daniel Nitti, who also goes by Robert Nitti, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 4 firms and has passed the Series 63, SIE, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2013 - August 1, 2016
FARINA & ASSOCIATES, INC.
November 13, 2000 - November 14, 2011
DRIVEWEALTH INSTITUTIONAL LLC
October 1, 2000 - February 28, 2001
APRILANTE & BOMBA, INC.
January 1, 1987 - March 19, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 3/14/2000
NYSE Trading Assistant ExaminationCurrent Firm
FARINA & ASSOCIATES, INC.
CRD#: 32830 / SEC#: , 8-41953
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
