Bradley F. Hanson

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CRD#: 1339854

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Fait Hanson was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 1985. Bradley had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 23, 2021 - November 1, 2023

NEWDAY

RIA

CRD#: 174758

Bloomington, MN

Past

February 13, 2015 - September 28, 2021

MAGNI GLOBAL ASSET MANAGEMENT LLC

RIA

CRD#: 163440

MINNEAPOLIS, MN

Past

September 26, 2014 - November 30, 2015

EQUINOX SECURITIES, INC.

CRD#: 145790

REDLANDS, CA

Past

January 31, 2014 - December 31, 2014

MAGNI GLOBAL ASSET MANAGEMENT LLC

RIA

CRD#: 163440

ST. PAUL, MN

Past

June 2, 2011 - December 31, 2012

FORESIDE GLOBAL SERVICES, LLC

CRD#: 147382

MINNEAPOLIS, MN

Past

November 16, 2010 - January 19, 2011

U.S. BANCORP ASSET MANAGEMENT, INC.

RIA

CRD#: 111912

MINNEAPOLIS, MN

Past

February 22, 2010 - December 31, 2010

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

December 6, 2005 - March 24, 2009

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

BOSTON, MA

Past

November 29, 2005 - March 23, 2009

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA

CRD#: 105790

BOSTON, MA

Past

November 3, 2005 - March 23, 2009

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

EDINA, MN

Past

January 24, 1997 - September 22, 2005

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

March 19, 1987 - January 14, 1997

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

BOSTON, MA

Past

February 21, 1985 - March 9, 1987

PIPER SANDLER & CO.

CRD#: 665

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWDAY

CRD#: 174758 / SEC#: 801-112212

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

California

Registered Investment Advisory firm - (2/1/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/26/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/25/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/16/1997

General Securities Principal Examination

Current Firm

NEWDAY

CRD#: 174758 / SEC#: 801-112212

RIA

Registered Investment Advisory firm - (1/2/2018 Approved)

California

Registered Investment Advisory firm - (2/1/2018 Terminated)

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Contact information

Main Address

9 Union Square Unit #1123, Southbury, CT 06488

Mailing Address

Phone number

(415) 935-0550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEWDAY IMPACT FORM ADV PART 2 AND 2B (9/25/2025)

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 172,421,272

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley F. Hanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MAGNI GLOBAL ASSET MANAGEMENT LLC

EQUINOX SECURITIES, INC.

MAGNI GLOBAL ASSET MANAGEMENT LLC

FORESIDE GLOBAL SERVICES, LLC

U.S. BANCORP ASSET MANAGEMENT, INC.

QUASAR DISTRIBUTORS, LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

PIPER SANDLER & CO.

Primary Firm SEC Registration

NEWDAY

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/2005

Series 63

Date: 2/26/1985

SIE

Date: 11/30/2015

Series 7

Date: 2/16/1985

Series 51

Date: 3/25/2003

Series 24

Date: 12/16/1997

Current Firm

NEWDAY

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWDAY

TRUST BUT VERIFY

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