Kathryn A. Vorisek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Ann Vorisek, who also goes by Kathryn Maag, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 2017. Kathryn had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2022 - March 12, 2025
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.
December 5, 2017 - March 12, 2025
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
Primary Firm SEC Registration
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.
CRD#: 319065 / SEC#: 801-123569
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.
CRD#: 319065 / SEC#: 801-123569
Contact information
SEC notice filing (4 States and Territories)
Red Flags
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