Kevin L. Keleher
Professional summary
Kevin Leo Keleher is a registered financial advisor currently at KLK CAPITAL WEALTH ADVISORS LLC located in Abita Springs, Louisiana.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Kevin has worked at 9 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Leo Keleher's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2020 - Present
KLK CAPITAL WEALTH ADVISORS LLC
October 23, 2012 - October 16, 2020
LEWER FINANCIAL ADVISORS, LLC
February 27, 2012 - August 28, 2012
NOVADIUS WEALTH MANAGEMENT
March 4, 2011 - December 31, 2011
NATIONAL PLANNING CORPORATION
March 2, 2011 - December 31, 2011
NATIONAL PLANNING CORPORATION
March 17, 2010 - March 3, 2011
SUNSET FINANCIAL SERVICES, INC.
January 26, 2001 - March 3, 2011
SUNSET FINANCIAL SERVICES, INC.
July 17, 1995 - December 1, 2000
WALNUT STREET SECURITIES, INC.
January 21, 1986 - June 2, 1992
FORESTERS FINANCIAL SERVICES, INC.
June 18, 1985 - January 27, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 18, 1985 - January 28, 1986
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/16/2020)
Exams
Current Firm
KLK CAPITAL WEALTH ADVISORS LLC
CRD#: 310711 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 101 |
| AUM (Assets Under Management) | $ 31,000,000 |
Red Flags
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