Michael L. Bow
Professional summary
Michael Leon Bow, CFP® is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Sugar Land, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Leon Bow's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
June 29, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
May 23, 2016 - July 3, 2023
NEXT FINANCIAL GROUP, INC.
July 21, 2006 - July 3, 2023
NEXT FINANCIAL GROUP, INC.
February 26, 1992 - December 31, 2004
CETERA WEALTH SERVICES, LLC
February 25, 1992 - July 21, 2006
CETERA WEALTH SERVICES, LLC
July 8, 1988 - December 31, 1990
DERAND/PENNINGTON/BASS, INC.
April 16, 1985 - July 8, 1988
FINANCIAL SYNERGIES EQUITIES, INC.
February 4, 1985 - April 12, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2023)
(6/29/2023)
(6/29/2023)
(6/29/2023)
(6/29/2023)
(7/5/2023)
(6/29/2023)
(6/29/2023)
(6/29/2023)
(9/16/2024)
Exams
FINRA
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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