Pamela J. Hollinger

CETERA INVESTMENT ADVISERS LLC

ORLAND PARK, IL 60462

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CRD#: 1338246

Professional summary

Pamela Jean Hollinger, CFP®, who also goes by Pamela Jean Word, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Orland Park, Illinois and CETERA INVESTMENT SERVICES LLC located in Summit, Illinois.

Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Pamela has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pamela Jean Word

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Jean Hollinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

January 5, 2018 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 9533 143rd St, Orland Park, IL 60462

RIA

CRD#: 105644

ORLAND PARK, IL

Current

January 5, 2018 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 7447 W 63rd St, Summit, IL 60501Office #2: 9533 W 143rd St, Orland Park, IL 60462Office #3: 7560 W 159th St, Orland Park, IL 60462Office #4: 5400 S Kedzie Ave, Chicago, IL 60632Office #5: 16700 Oak Park Avenue, Tinley Park, IL 60477

CRD#: 15340

Summit, IL

Past

January 13, 2010 - January 8, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

BRIDGEVIEW, IL

Past

January 13, 2010 - January 8, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

BRIDGEVIEW, IL

Past

November 2, 2006 - January 8, 2010

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

ALSIP, IL

Past

December 1, 2005 - January 8, 2010

CITIZENS SECURITIES, INC.

CRD#: 39550

ALSIP, IL

Past

March 30, 2004 - December 1, 2005

CHARTER ONE SECURITIES, INC.

CRD#: 13373

CLEVELAND, OH

Past

July 27, 2001 - April 12, 2004

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 29, 1990 - July 30, 2001

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

March 10, 1989 - June 22, 1990

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

February 21, 1985 - August 9, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/5/2018)

Arizona
(1/5/2018)

California
(1/5/2018)

Colorado
(1/5/2018)

Florida
(1/5/2018)

Georgia
(9/4/2018)

Illinois
(1/5/2018)

IAR

Illinois
(1/5/2018)

Indiana
(1/5/2018)

Massachusetts
(5/24/2023)

Michigan
(1/5/2018)

Missouri
(2/22/2018)

North Carolina
(2/4/2019)

Ohio
(1/8/2018)

Texas
(10/19/2020)

IAR

Texas
(1/11/2023)

Washington
(4/21/2020)

West Virginia
(1/5/2018)

Wisconsin
(1/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/31/2014

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Pamela J. Hollinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Jean Hollinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CHARTER ONE SECURITIES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

INVEST FINANCIAL CORPORATION

ROBERT THOMAS SECURITIES, INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/1998

Series 63

Date: 3/8/1985

SIE

Date: 10/1/2018

Series 7

Date: 2/16/1985

Series 51

Date: 8/31/2014

Series 24

Date: 6/28/2014

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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